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FCA BRAW update

Posted by H3 on 2014-02-26 13:30:44 GMT

The FCA have announced the next regions to be assessed under their business risk workshops (BRAW), the following areas are to be assessed:

Cardiff, Llandrindod, Llanduno, Newport, Swansea, Shrewsbury, Gloucester, Hereford, Chester and Crewe.

 

If your firm is in any of the following postcode areas you should get an invite within the next few days. The workshops will be held towards the end of March and into April.  Following the workshop you will then receive a regulatory review,  recently we have seen more firms receive an online follow up questionnaire rather than face to face or telephone, but this may not be the case for your firm. 

More information regarding the BRAW process can be found here just use the dropdown on the document view page.  Or if you need any more information or support please get in touch.