How to Build a Competent Adviser Status (CAS) Programme That Stands Up to FCA Scrutiny
Awarding Competent Adviser Status (CAS) is one of the most important decisions a mortgage firm will make.
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How Many Files Do You Need to Achieve Competent Adviser Status (CAS)?
It’s probably the most common question new mortgage advisers ask…
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Top Tips for Mortgage Brokers to Maximise Sales Without Compromising Compliance
How small changes to your advice process can improve conversion rates
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How To Complete A Consumer Duty Board Report
All firms are expected to complete an annual consumer duty board report. The report serves as a comprehensive overview
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H3 Consultancy Launches Compliance Academy to Support FCA-Regulated Mortgage and Protection Firms
H3 Consultancy launches its Compliance Academy, providing practical compliance guidance, regulatory updates and resources for FCA-regulated mortgage and non-investment insurance firms.
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Regulation Updates What Mortgage Brokers Need To Know
There are four FCA developments that mortgage and non-investment insurance brokers should have on their regulatory radar
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FCA Regulatory Outlook for Mortgage & Protection Brokers: What to Expect in 2026
Why simply being Consumer Duty compliant may no longer be enough
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FCA Consumer Duty Update: Key Messages for Mortgage and Protection Firms
Firms are now expected to look beyond whether they have followed a process and consider whether that process is actually achieving